May 2025

Private equity firms have been increasingly drawn to the wealth management industry in recent years, and for good reason. As the financial services landscape evolves, wealth management firms present an…

Strategic partnerships in wealth management M&A, whether through mergers, acquisitions, or tuck-ins, can redefine the trajectory of a firm. When chosen and managed effectively, the right partner brings more than…

For wealth and asset managers seeking growth without sacrificing control or culture, partnering with a minority investor can be a transformative strategy. These investors bring more than just capital—they offer…

For RIAs (Registered Investment Advisor) both wealth and asset managers, growth is the engine that propels your business forward whether it’s by acquiring new clients, increasing assets under management (AUM),…

Insights and Implications for RIA Owners and Wealth Management Firms Private equity has emerged as a powerful force in the financial services industry—particularly within the wealth management and RIA landscape.…

Change is a constant in the world of financial advice. For many wealth management firms, particularly independent RIAs, mergers and acquisitions (M&A) have emerged as a defining strategy to unlock…

How to Raise Capital for Business Growth Any asset management, RIA, or wealth management firm’s lifeblood is growth. It’s the motor propelling your firm ahead, growing your clientele, adding assets under…

Business divestiture is a strategic tool that helps companies to focus, maximize resource allocation, and propel improved performance. It’s the partial or total sale of a corporate unit. Companies free funds to…

Equity recapitalization is something owners of wealth management, RIAs, and asset management companies should think about if they want to boost expansion, create liquidity, or forward-looking planning. Under this aggressive…